Junior Funds & Regulatory Executive

A career in our Funds team in Commercial Department, which services the fastest growing asset management industry in HK.  This is a good opportunity for bright and enthusiastic candidates to gain legal work experience and to further develop their legal career. 


As a Junior Funds & Regulatory Executive, you will manage relationships with clients and to develop and maintain good relationships with different parties. Specific responsibilities include but are not limited to:

  • Assisting in the preparation of legal documentation for funds and SFC forms
  • Assisting in the preparation, processing and following up of licence applications
  • Assisting and supporting other duties within the compliance and regulatory practice group
  • Assisting in the co-ordination and liaison with regulatory authorities and clients


  •  A degree holder in legal or financial studies or other related professional discipline
  • Good understanding and knowledge of the financial services industry including funds management, compliance and regulatory functions
  • Strong analytical and problem-solving skills
  • Excellent English and Chinese language skills
  • A good team player

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