A career in our Financial Services / Commercial Department will provide you with the opportunity to provide support to members of our compliance and regulatory team with work for financial services clients, and in particular fund managers, in connection with handling the preparation and processing of SFC licence applications. Secretarial support will not usually be available for the position.
As a Junior Compliance & Regulatory Executive, you will need to maintain a flexible approach and be able to accommodate new and varied work flows. At times the individual may be required to assist with other regulatory and compliance matters within the compliance team or the funds group as a whole. Specific responsibilities include but are not limited to:
Details of the main duties are set out below:
The individual will also be expected to: